Forms

Below is a complete list of share registry forms recommended by the SRA.

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Form 1 - Change of Address Notification

Form 2 - Name Correction Request and Indemnity

Form 3 - Request for Clarification of Registration Details

Form 4 - Registration Correction Indemnity - Brokers

Form 5 - Section 1071B Statement

Form 6 - Transmission Application

Form 7 - Small Estate Statement and Indemnity

Form 8 - Standard Letter - Deceased Holder

Form 9 - Securityholder Reference Number Replacement Request - Individual & Joint

Form 9A - Securityholder Reference Number Replacement Request - Companies

Form 10 - Certificate Replacement Request - Individual & Joint Holders

Form 10A - Certificate Replacement Request - Companies

Form 10B - Certificate Replacement Request -Executor/s or Administrator/s

Form 11 - Intestate Statement & Indemnity

Form 12 - Certificate Replacement Request - Brokers

Form 12A - Request For Securityholder Reference Number (SRN)

Form 13 - Appointment of Corporate Representative

Form 14 - Document Forwarding

Form 15 - Transfer Request Form

Form 17 - Notification of Conversion to an Issuer Sponsored Holding from a CHESS Sponsored Holding

Form 18 - Public Share Offer - Application Form (No Signature)

Form 19 - Public Share Offer - Application Form (Signature Required)

Form 20 - Priority Share Offer - Application Form

Form 21 - Entitlement & Acceptance Form - Renounceable Issue

Form 22 - Entitlement & Acceptance Form - Non-Renounceable Issue

Form 23 - Transfer Form for Non-Market Transactions

Form 24 - Register Removal Request

Form 25 - Request to Register Surviving Holders

Form 26 - Tax File Number (TFN), Australian Business Number (ABN) or Exemption Notification

Form 27 - Direct Credit Facility

Form 28 - Minor (s) Statement and Indemnity

Form 29 - Standing Proxy